MAT 540 Advanced Topology, Geometry I, Fall 2024.

  • Course description: Together with MAT 531, this course forms the first year topology/geometry sequence for PhD students. (MAT 530 is no longer recommended as part of the PhD program, although students with weaker background in point-set topology may be advised to audit MAT 530 along with taking MAT 540.)

    The course will cover important basic notions in geometry and topology and discuss relations between geometry and topology. Topics on the geometry side will include the basics of smooth manifolds and smooth maps, Sard's theorem and applications, submersions, immersions and embeddings, the notion of transversality. Topics on the topology side will include CW-complexes, the notion of homotopy, homotopy extension property, cellular maps and cellular approximation, the fundamental group and its computations and applications, the notion of higher homotopy groups, coverings, fiber bundles and fibrations, path lifting and homotopy lifting, topological classification of 1- and 2-manifolds. We will try to emphasize the connections between the two sides: given a smooth map, how can you tell if it defines a covering or a fiber bundle? What are the topological consequences? How can you define and compute the degree of a map topologically and geometrically?

    A more detailed list of topics will be posted with the week-by-week schedule as the course progresses. We may need to make adjustments to the scope of the course as time permits.

    Strong foundation in point-set topology will be assumed as a prerequisite, athough some finer point-set bits will be discussed as necessary (for example, to establish properties of CW-complexes). It will also be expected that the students have seen smooth manifolds and the fundamental group before, so this material is not entirely new, but we will develop the foundations in detail.

  • Instructor: Olga Plamenevskaya, office 2-112 Math, e-mail: olga@math.stonybrook.edu

  • Office hours: Wednesday 12:30-3:30pm in Math 2-112, or by appointment.

  • Grader: Mohamad Rabah, email: mohamad.rabah@stonybrook.edu, office hours.

  • Class meetings: MW 11:00am-12:20pm, Physics P-122.

  • Course webpage: http://www.math.stonybrook.edu/~olga/mat540-fall24/.

    All course information will be posted on the course webpage.

  • Homework: weekly homework will be posted on this page.

    Week 1 (Monday 8/26, Wednesday 8/28): Chapters 1 and 2 in Lee's book. We discussed the definitions and basic examples and properties of smooth manifolds. (Diagnostic point-set topology quiz on 8/28.)

    Homework 1 due Sept 4, in class. (Due to the delay posting it, homework will be accepted until the end of the day on 9/4.)

    Week 2 (Wednesday 9/4) : Please read the remaining parts of Chapter 1 (for manifolds with boundary) and Chapter 2 (partition of unity) in Lee's book. We discussed these topics and started Chapter 3, with two definitions of the tangent space to a smooth manifold at a point: via equivalence classes of smooth curves and via derivations. We haven't finished the discussion of derivations (will continue next week), but please read this material in Lee Chapter 3.

    Homework 2 due Sept 11, in class.

    Week 3 (Monday 9/9, Wednesday 9/11) : We finished tangent spaces and differentials of smooth maps. (Lee Chapter 3.) We only discussed the case of manifolds with boundary briefly, so please read this material in Lee. We introduced the notion of vector bundles and fiber bundles (first definitions and examples only); vector bundles are featured in Homework 3. We defined regular and critical points and values of smooth maps, started Chapter 4, discussed local diffeomorphisms. As an application, proved the fundamental theorem of algebra (every non-constant complex polynomial has a root). For this, we followed Milnor's Topology from Differential Viewpoint, Chapter 1 (including an important lemma about regular values). We proved the rank theorem in Chapter 4. Will continue with Chapter 4 and Chapter 5 material next time.

    Homework 3 due Sept 18, in class.

    Week 4 (Monday 9/16, Wednesday 9/18) : We discussed the key material from Chapters 4 and 5. These chapters contain too many details, and we will not need all of it. In particular, "submanifold" means "embedded submanifold" for us (not "immersed", even if sometimes we'll be interested in images of smooth immersions). We mostly only considered manifolds without boundary (although boundary will sometimes show up in the homework). We started Chapter 6 (sets of measure 0, moving towards Sard's theorem).

    Here's a summary of what you need to know in Chapters 4-5:
    -- definitions of smooth submersion, immersion, embedding
    -- embeddings require a topological condition so you need to be careful (examples 4.19, 4.20). However in nice situations you can get away with an injective smooth immersion (Prop. 4.22, especially parts (b)(c)).
    -- two ways to define a smooth submanifold: (a) via slice charts: if you have slice charts on a subset S, that shows that S is a topological manifold and allows to put a smooth structure on S such that the inclusion map is a smooth embedding; (b) if a subset S is a topological manifold and the inclusion is a smooth embedding, then this gives an equivalent definition (existence of slice charts follows from the rank theorem).
    -- The tangent space T_p (S) to a submanifold S of M can be identified with a subspace of T_p (M) via equivalence classes of curves or via derivations, and has a nice form in slice charts
    -- The preimage of a regular value of a smooth map F: M → N is a smooth submanifold of M. This follows from the rank theorem. The tangent space T_p(S) of this submanifold S can be identified with the kernel of d_p F in T_p(M).
    -- Notions of an orientable vector bundle and an orientable manifold. (This is a bit of material from Chapter 15.) By definition, M is orientable if its tangent bundle TM is orientable (as a vector bundle over M). The preimage of a regular value of a smooth function F: R^n → R is orientable.

    Homework 4 due Sept 25, in class.

    Week 5 (Monday 9/23, Wednesday 9/25): Proved Sard's theorem. Corollaries: Whitney embedding theorem (proved under the compactness assumption although the theorem holds in general, see textbook for the non-compact case). Approximations of continuous functions by smooth functions (Thm 6.21; thm 6.26 to be done next week). Corollaries of Sard's thm and smooth approximations: n-dimensional ball does not retract on its boundary (n-1)-sphere. Brouwer fixed point thm (will finish next week). The proof of non-existence of retraction of the ball onto the sphere can be found in Milnor's Differentiable Viewpoint book. (We modified that proof slightly to work with functions on manifolds with boundary. Alternatively, you can do the exercise from HW 5 about preimages of regular values in the boundary case and use it for the proof in Milnor's book.) Transversality (rest of Ch 6 in Lee) coming up next week.

    Homework 5 due Oct 2, in class.

    Week 6 (Monday 9/30, Wednesday 10/2): The notion of the normal bundle of a submanifold M in R^n. The notion of tubular neighborhood of M in R^n. Our dicussion was a bit impressionistic, with only sketches of proofs due to time constraints (and because you'll see better proofs later on in a more general context). However, it's important to understand the definitions and the general idea for these things. You are encouraged to read the details of the proofs in Lee Chapter 6. We used tubular neighborhood as a tool to finish the proof that any continuous map between smooth manifolds. is homotopic to a smooth map.
    Transversality: explained the notion of transversality and its significance (the intersection of two transversely intersecting submanifolds is a submanifold and a similar statement for a map transverse to a submanifold.) Used Sard's theorem to prove parametric transversality theorem. There's one small bit left, a corollary for the next week: every smooth map is homotopic to map that is transverse to a given submanifold.

    Homework 6 due Oct 9, in class.

    Week 7 (Monday 10/7, Wednesday 10/9): We moved to the second part of the course (fundamental groups, basic homotopy theory). Recommended sourses for this part is Hatcher Chapters 0 and 1 and a bit of Chapter 4, and Fomenko-Fuchs Chapter 1. (Fomenko-Fuchs skip some of the proof details but sometimes make an overall picture clearer.) We discussed the notion of homotopy in detail, defined the fundamental group and higher homotopy groups, checked basic properties, showed that the higher homotopy groups are abelian, and discussed dependence on the basepoint. Before moving to this material, we also discussed some more examples of smooth manifolds, such as surfaces, the connected sum operation, and manifolds obtained as quotients by group actions. These will come up again very soon.

    Homework 7 due Oct 17, at 2pm (submit into the box next to Mohammad's office 2-107).

    Week 8 (Wednesday 10/16): We showed that continuous maps between topological spaces induce group homomorphisms on the fundamental groups and higher homotopy groups and established basic but important properties. (In fancy language, this gives a functor from the category of topological spaces to the category of groups.) Application: if A is a retract of X, then the inclusion of A into X induces an *injective* homomorphism from the fundamental group of A to the fundamental group of X (and the same is true for higher homotopy groups). Discussed the notion of homotopy equivalence of topological spaces; showed that a homotopy equivalence induces an isomorphism on homotopy groups. Deformation retractions are an important special case. We defined contractible spaces and showed that R^n and conves subspaces in R^n are all contractible. [We mostly focused on the case of the fundamental group but the proof are essentially the same for the higher homotopy groups.]

    Homework 8 due Oct 24, at 2pm (submit into the box next to Mohammad's office 2-107).

    Note for Homework 8 Question 6: you can prove that the space of orbits of a "nice" group action on a smooth manifold is a smooth manifold under less restrictive hypotheses than compactness or finiteness of the group. See Lee, Lemma 21.11 and Theorem 21.13, and this stackexchange thread. Note that the point-set topology gets tricky though, and the Hausdorff property can fail without the additional hypotheses such as Lemma 21.11 (ii).

    Week 9 (Monday 10/21, Wednesday 10/23): We defined covering spaces, discussed important examples, and proved two very important lemmas about path lifting and homotopy lifting. (These lemmas are in Hatcher Ch 1.) This gives an important corollary: if p:Y -> X is a covering, X is path connected, Y is simply connected, then homotopy classes of loops in X based at x are in one-to-one correspondence with the fiber over x. This gives you a tool to compute the fundamental group if you can find the group structure by computing products of the representatives of the homoltopy classes. the We applied this strategy to find the fundamental groups of the circle, of the projective spaces, and of the wedge of several circles (we drew pictures of the covering space of the wedge of two circles for concreteness, but the construction is the same for any wedge). An important result concerns the space of orbits under a "covering space" group action on a simply connected space X: under appropriate hypotheses on the action of the group G, the orbits are discrete, and X -> X/G is a covering. In that case, the fundamental group of X/G is the group G. At this point, we also know the fundamental groups of higher dimensional spheres (they are all zero, because every continuous loop is homotopic to a smooth loop which by Sard's can't be surjective, and therefore can be nullhomotoped), and the fundamental group of the torus (as a product of circles, see homework 7).

    Homework 9 due Nov 1, at 2pm (submit into the box next to Mohammad's office 2-107).

    Week 10 (Monday 10/28, Wednesday 10/30): Midterm on Wednesday 10/30. On Monday, we defined CW-spaces, aka CW-complexes or cellular complexes (finite-dimensional case only for now, to avoid discussion of "weak topology" in the general case), and started developing a procedure for computing the fundamental group of a CW-complex (to be continued).

    Homework 10 due Thursday, Nov 7, at 2pm (submit into the box next to Mohammad's office 2-107). The homework looks long because I included some definitions and context for your convenience; it is not more work than usual.

    Week 10 (Monday 11/4, Wednesday 11/6): We proved a theorem about the effect of cell attachments on the fundamental group of a CW-complex. A cell of dim 3 or higher doesn't change the fundamental group because both loops and homotopies can be pushed out to the 2-skeleton. Attaching a cell of dimension 2 has the effect of factoring the fundamental group of the space by the normal subgroup generated by the loop given by the boundary of the 2-cell. Since we know that the 1-skeleton of a connected CW space is homotopy equivalent to a wedge of spheres, and its fundamental group is the free group on the corresponding generators, this enables us to compute the fundamental group of any CW-complex. Note that while one can obtain this theorem as an application of the van Kampen theorem, we took a different route, without van Kampen. (For the 1-skeleton, use covering spaces; for the higher-dim cells, use smooth approximations and Sard's theorem to prove that loops and homotopies can't be surjective onto cells of dim 3 or higher and so can be pushed out; for 2-cells, use the procedure described in Fomenko-Fuchs Chapter 1 section 11.1.) This latter procedure applies more generally (see the FF book and Question 4 of this homework).

    We computed the fundamental groups of surfaces and (almost) proved the classification of surfaces theorem (to be continued). Some references for the classification of surfaces:
    There are several common proofs, many of them assuming triangulation. One classical proof uses the representation of a surface as a polygon with the boundary edges identified in pairs; the proof proceeds by bringing this diagram to a standard form via a sequence of cut-and paste moves. This proof can be found in many textbooks, such as Massey's Algebraic Topology: an Introduction, Kinsey's Topology of Surfaces, etc. We are discussing another proof, which is is shorter and more illuminating, even if it requires filling in some details (see also this Mathoverflow thread).

    Homework 11 due Thursday, Nov 14, at 2pm (submit into the box next to Mohammad's office 2-107).

    Week 11 (Monday 11/11, Wednesday 11/13): We finished classification of surfaces (including compact surfaces with boundary). The upshot of the proof we discussed (the link above) is that the Euler characteristic is a topological invariant of a surface, at least when computed from a triangulation. (For a triangulation of a surface, the Euler characteristic is given by #(vertices) - #(edges) + #(triangles). For an arbitrary finite CW complex, the Euler characteristic is the alternating sum of the number of cells in each dimension, and this is a topological invariant, but we cannot prove it yet: you need singular homology to establish that result. Moreover, the Euler characteristic is a homotopy invariant, which we didn't prove.) We discussed how you can identify a given surface with one of the standard ones from the classification list by checking for orientability, the number of boundary components, and the homotopy type or the Euler characteristic.

    Back to coverings. We proved a lemma relating covering spaces to smooth topology (proper map with invertible differential between manifolds of the same dimension), Lee Prop. 4.46. More on relation between the fundamental group and coverings: if p: Y -> X is a covering, then p* is a monomorphism on the fundamental groups, which identifies the fundamental group of Y with a subgroup of the fundamental group of X (consisting of loops whose lifts stay closed in Y). The right cosets with respect to this subgroup are in one-to-one correspondence with the points in the fiber. (We always assume path connectedness.) We proved an important lifting theorem about lifting a map f: Z -> X to the covering, g: Z ->Y, so that f = pg. If the spaces are nice, the lift exists if and only the image of the fundamental group of Z under f* is contained in the group of the covering. This is very useful since a lift to the covering can provide insight about the homotopy class of the original map. Corollary: for a covering p: Y -> X, the higher homotopy groups of X and Y are the same. We'll move on to the classification of coverings next time. Hatcher section 1.3 or Fomenko-Fuchs Ch 1 Lecture 6 are good references for all this material.

    Homework 12 due Thursday, Nov 21, at 2pm (submit into the box next to Mohammad's office 2-107).

    Week 12 (Monday 11/18, Wednesday 11/20): We proved the standard theorems on the classification of coverings, existence of a simply-connected (universal) covering, hierarchy of coverings. All spaces are assumed to be "nice" (path connected, locally path connected, semilocally path connected). We discussed why these assumptions are necessary but they always hold for nice spaces such as manifolds or CW complexes. We described the construction of the universal covering and checked some of the properties but not all of them. Please spend some time reading though this proof on your own, you'll undertstand coverings better. The proof is in all standard books, Hatcher and Munkres and Fomenko--Fuchs, but these notes that I found online do a nice job explaining and motivating every step.

    We also discussed deck transformations (automorphisms of coverings). A deck transformation is determined by the image of one point. A deck transformation taking one given point to the other exists if and only if the groups of the covering with these two basepoints are isomorphic. In general they are conjugate, so this brings us to the notion of a normal (regular) covering (the group of the covering is a normal subgroup of the fundamental group of the base). For a normal covering with group H, the group of deck transformations is isomorphic to the quotient by H of the fundamental group of the base; in general, Deck= N(H)/H, where N(H) is the normalizer. One needs to be careful though: a natural-looking map sending homotopy classes of loops to deck transformations reverses the order of the product in the group (so it wouldn't give a homomorphism and needs to be adjusted using inverses, or you need to use the formalism of "anti-homomorphisms", which we didn't discuss). Hatcher ignores this point in the proof (or probably uses antihomomorphisms implicitly). Important special cases: Deck Y = pi_1(X) if Y ->X is the universal covering; Deck X = G for the covering X -> X/G given by a nice action of a group G on X. We did an example finding the universal covering and some of the other coverings of the wedge of two projective planes, amd their deck transformations. More examples in the homework.

    Homework 13 due TUESDAY, DEC 3, at 2pm (submit into the box next to Mohammad's office 2-107).

    Week 14 + last lectures (Monday 11/25, Monday 12/2, Wednesday 12/4, Monday 12/9): CW complexes, their point-set topological properties. Infinite-dimensional case: weak topology. Theorem: a compact subset is contained in a finite-dimensional subcomplex. Continuity of functions and homotopies in weak topology. [Note that for homotopies, the fact is non-trivial and related to some complications of product topology on the product of CW complexes. See my notes with the summary of what we covered and the proof of the lemma about homotopies, which we didn't have time for in class.]

    Homotopy properties of CW complexes: homotopy extension property for CW pairs, cellular approximation. We mostly followed Fomenko-Fuchs for this material. A key step of the proof of the cellular approximation is pushing the lower-dim cells out of the higher-dim cells. This is easy once we modify the map by a homotopy so that the image of the low-dim cell does NOT contain all of the higher-dim cell. We proved this fact ("the free-point lemma") using smooth approximation and Sard's theorem. Corollary of homotopy extension: if (X, A) is a CW pair, and A is contractible, then X is homotopy equivalent to X/A. [Contracting some contractible subcomplexes is a very useful trick if you're trying to show that a given space is homotopy equivalent to a simpler-looking space.]

    At the very end of the course, we discussed fiber bundles and fibrations and the homotopy long exact sequence of a fibration. We applied this homotopy sequence for covering spaces to recover some of the familiar facts. We also applied it to the Hopf fibration (the fibration of S^3 over S^2 with fiber S^1) to prove that pi_2 (S^2) = Z and that pi_3 (S^2) = pi_3 (S^3)=Z [Note that we have previously proved, in the homework, that every map S^n to S^n is homotopic to a multiple of the standard generator, but you need a (co)homological invariant - degree of a map - to show that different multiples cannot be homotopic, so we didn't quite prove that pi_3 (S^3)=Z. This is coming up in MAT 531.]

    To sketch the proof of the long exact sequence, we discussed the homotopy lifting property and defined Serre fibrations. We proved that a fiber bundle has a homotopy lifting property with respect to I^n and is therefore a Serre fibration. It is easy to lift the homotopy in the case of a *trivial* fiber bundle (a product); more generally, break I^n x I into small cubes mapping into charts corresponding to trivializations, and proceed in stages. Going back to the long exact sequence, we used homotopy lifting to define the connecting homomorphism. For lack of time, we didn't check all of the exactness statements; some of them are very easy but even the harder ones follow directly from unraveling the statement and using homotopy extension and/or lifting.

    Homework 14 due MONDAY, DEC 9, by the end of the day (submit into the box next to Mohammad's office 2-107).

    If you notice a typo or something looks weird, please let me know. I do make mistakes sometimes (often, it turns out). Any questions, feel free to email and ask!

    The final exam is on Wednesday, December 18, 11:15am-1:45pm, in our usual classroom Physics P-122.

    What's on the final exam? The final covers all of the semester material: smooth manifolds (Lee Chapters 1-6, excluding the bits that we didn't cover) as well as the fundamental group (properties and calculations by different methods), coverings (including properties, examples of coverings from smooth topology and from group actions, classification of coverings, lifting theorems and applications, deck transformations), some basics of homotopy theory (homotopy and homotopy equivalence, CW complexes, using homotopy extension property and cellular approximation), classification of surfaces (including statement of theorem and being able to identify a given surface). You need to know all the definitions and statements of important theorems. You may be asked to give a proof of a known result (however you will not be asked to reproduce anything long and technical: no need to memorize the proof of existence of the universal covering). You need to be able to describe coverings of a given space (simple examples only - these get complicated quickly!) Please refer to the week-by-week schedule for the description of the material. If in doubt, feel free to email and ask.

    What's not included? We touched upon a number of extra topics that will not be on the test: vector bundles, fiber bundles, lifting properties for fibrations, the homotopy long exact sequence of fibration are not included. Higher homotopy groups are not on the test. For CW complexes, you need to know the inductive definition and what weak topology means for an infinite-dimensional CW space, you need to know CW structures for standard examples (surfaces, projective spaces, etc), and be able to work with CW complexes in simple situations (eg compute the fundamental group from a CW decomposition with just a few cells). You will not be asked to prove point-set topological properties of CW complexes or reproduce proofs of homotopy properties. However, you need to be able to state and apply the homotopy extension property and the cellular approximation in simple examples (such as HW 14 question 3). You will not be asked to prove any complicated statements about group actions, but you need to know that a quotient by a "nice" discrete group action gives a covering (and know properties of this covering). For smooth manifolds with boundary, you need to know the definitions and basic properties, but you don't need to know all the variants of theorems for manifolds with boundary.

    The midterm exam was on Wednesday, Oct 30, in class.

    The midterm topics All of the smooth manifolds material (Lee Chapters 1-6, excluding the bits that we didn't cover). The extra topics we touched upon (orientability, vector bundles) are not on the test. The basics of algebraic topology (homotopies and homotopy equivalences, retracts and deformation retracts, definitions and properties of the fundamental group) are also on the test. You should know the fundamental group of the circle, torus, wedge of circles, spheres, wedges of circles and spheres, projective spaces, and be able to compute some other fundamental groups by finding homotopy equvalences to familiar spaces. Higher homotopy groups are not on the test. Covering spaces are not on the midterm (but will be on the final exam). You should know all the definitions, basic proofs, statements of important theorems, and least the ideas of the more complex proofs. You will not be asked to reproduce any long and technical proofs of theorems (no need to memorize the proof of Sard's theorem). Refer to the week-by-week schedule on this page for the detailed description of the course topics.

    Important: For each homework problem, please give a proof or detailed explanation as appropriate (unless otherwise stated). Please write up your solutions neatly, be sure to put your name on the first page and staple all pages. Illegible homework will not be graded. Although you are welcome to work with others to understand how to solve the problems, you have to write all the solutions on your own, in your own words. (See Academic Integrity Statement at the bottom of the page.) You should not look for solutions online.

  • Textbooks:

  • Exams: there will be a midterm (October 30) and a final exam.

  • Grading Policy: The course grade will be determined by homeworks and class participation, one midterm, and the final exam.

    No make-up exams will be given for the midterm. If a student misses a midterm exam for a well-documented medical reason or other similar circumstances beyond the student's control, the student may be excused from the exam, with the final grade determined from the other exams, homework, and class participation. For the final exam, make-ups will be given ONLY in cases of properly documented medical reasons or other similar circumstances, at the instructor's discretion.

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